Raymond James Financial, Inc.
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Branch Manager (San Diego, CA )
Description
**Essential Duties and Responsibilities**
• Evaluates branch structure and strategic plan, including future growth as needed, to promote
overall efficiency and profitability while maintaining a commitment to excellent service. Develops
and implements plans to meet office sales goals.
• Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures.
• Performs reviews of client accounts and documents and resolves client complaints.
• Coordinates registrations, continuing education, licensing, etc. of branch personnel.
• Oversees daily trading and other office activities.
• Supervises daily trading and other office activities.
• Facilitates sales promotion activities such as seminars and luncheons/dinners as well as inform FA’s about new products and RJA managed underwritings.
• Develops and monitors office revenue and expense budgets.
• May attra...
• Evaluates branch structure and strategic plan, including future growth as needed, to promote
overall efficiency and profitability while maintaining a commitment to excellent service. Develops
and implements plans to meet office sales goals.
• Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures.
• Performs reviews of client accounts and documents and resolves client complaints.
• Coordinates registrations, continuing education, licensing, etc. of branch personnel.
• Oversees daily trading and other office activities.
• Supervises daily trading and other office activities.
• Facilitates sales promotion activities such as seminars and luncheons/dinners as well as inform FA’s about new products and RJA managed underwritings.
• Develops and monitors office revenue and expense budgets.
• May attra...