Wellington-Altus

Compliance Analyst, WAPC and WAUSA

📍 Toronto, Ontario, Canada ⏰ Full Time

Description

Compliance Analyst, WAPC and WAUSA
Location: This posting is for an existing vacancy in Wellington-Altus’ Winnipeg, Toronto, Burlington, or Vancouver office.

Our organization:

Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and Wellington-Altus Private Wealth Inc.-the top-rated* investment dealer in Canada and one of Canada’s Best Managed Companies. With over $45 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers and their high-net-worth clients.

*Investment Executive 2025 Brokerage Report Card.
The opportunity:

Reporting to the AVP, Compliance, WAPC/WAUSA, the Compliance Analyst, is responsible for providing primary compliance...
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