Compliance and Risk Management Senior Advisor

Excel in a Senior Advisor role at Laurentian Bank, focusing on Compliance Programs and Risk Management. Collaborate on regulatory standards and enhance risk strategies within a hybrid work arrangement.

This strategic position involves overseeing compliance frameworks for the securities industry, ensuring alignment with regulatory requirements. You will lead the design of inspection programs, analyze operations for risks, and implement necessary action plans with relevant business areas. Collaborating across teams will enhance operational readiness and compliance effectiveness.

Key Responsibilities:
• Develop and refine inspection programs for Dealers Services
• Review operations, assess risks, and recommend improvements
• Enhance regulatory risk management in collaboration with stakeholders
• Guide compliance with anti-money laundering regulations
• Participate in compliance investigations and promote risk awareness

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