UR Capital
Monitor client compliance matters, including service suitability and product eligibility in line with MiFID II requirements
Ensure compliance with applicable financial regulations, including MiFID II, MiFIR, and MAR
Conduct market activity surveillance and monitor trading-related compliance risks
Maintain and update the compliance control framework and related procedures
Monitor adherence to internal and external regulatory requirements, including ACPR obligations
Perform regulatory watch activities and identify emerging compliance risks
Assess non-compliance risks and integrate findings into the broader risk mapping framework
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Compliance Manager
Description
A leading international financial services firm in Paris is seeking a Compliance Manager to oversee regulatory compliance, market conduct monitoring, and compliance risk management within a dynamic capital markets environment.
Responsibilities