Sia Partners
Review, investigate, and clear trade surveillance alerts generated by the SMARTS platform
Assess alerts against applicable market misconduct rules, internal policies, and relevant regulatory expectations.
Document investigation findings with clear, auditable disposition narratives.
Escalate genuine concerns through the appropriate channels.
Liaise with front-office personnel to obtain trade rationale and supporting information as needed.
C...
Apply Now
Consultant- Trade Surveillance- Contract
Description
Job description
We are seeking experienced trade surveillance professionals on a contract basis to support a time-bound remediation programme. The engagement involves reviewing and clearing a significant volume of historical trade surveillance alerts.
Successful candidates will work autonomously to review, investigate, and disposition alerts within a compressed timeframe, supplementing the existing in-house compliance team.
Responsibilities