Director, Regulatory Investigations & Inquiries

WHAT IS THE OPPORTUNITY?

The Director of Regulatory Investigations and Inquiries plays a key leadership role on the Regulatory Complaints, Investigations and Inquiries (RCII) team, primarily supporting RBC Dominion Securities Inc. (Retail and Capital Markets), Royal Mutual Funds Inc. and RBC Direct Investing. The Director manages a team of compliance professionals who support regulatory investigations - both external and internal - and inquiries (requests for information, case assessments, production orders...