Global Regulatory Compliance Counselor

Join Fiera Capital as a Global Regulatory Compliance Counselor in a hybrid role. Leverage your expertise in compliance monitoring and control improvement to ensure regulatory adherence.

This counselor position requires a bachelor’s degree and at least five years in regulatory compliance, preferably within investment management. You'll execute controls monitoring, assist with employee training, and review marketing materials to meet compliance standards. Strong collaboration with internal teams and management is essential to fulfill the objectives of this role.

Key Responsibilities:
• Execute monitoring and testing of compliance controls
• Implement improvement strategies for identified control gaps
• Perform surveillance for client onboarding and suitability
• Manage client due diligence questionnaire processes
• Review Canadian marketing collateral for compliance

Requirements:
• Bachelor's degree in finance or ...