Scotiabank
Assist the Director with overseeing the Employee Trading Surveillance program, ensuring compliance with the Personal Trading Policy and regulations.
Maintain Operating Effectiveness of Employment Trading Surveillance through secondary reviews and coaching team members and the maintenance of dashboards and metrics
Assist the Director with SEDI filings for the Reporting Insiders ...
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Senior Manager, Employee Trading Surveillance & Policy Governance - GBM&T Compliance
Description
Requisition ID: 254106
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
Contributes to the overall success of the Global Banking & Markets and Treasury (“GBM&T”) Compliance Canada program. The Senior Manager will work closely with the Director, Employee Trading Surveillance & Insider Regulatory Reporting - Global Compliance the GBM&T Compliance Canada team and will provide ongoing support to the Employee Trading Canada and GBM&T Compliance Canada.
Accountabilities