IG Wealth Management
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Tier 1 Compliance Supervisor IGM
Description
Become a key player at IGM as a Tier 1 Compliance Supervisor, located in Montréal and immerse yourself in the world of compliance management and regulatory support. This role involves supervising trading practices, handling compliance inquiries, and training compliance staff to ensure regulatory adherence.
The ideal candidate brings 7+ years of compliance experience and a relevant degree. Responsibilities include conducting compliance reviews, managing necessary training programs, and supporting registrants with unique compliance challenges. Proficiency in both French and English is essential for effective communication within diverse teams and clients.
Key Responsibilities:
• Conduct comprehensive reviews of daily and monthly trading
• Support compliance queries from registrants
• Manage the execution of required compliance trainings
• Participate in compliance audits and reviews
• Identify and implement necessary training programs
Requirements:
• 7+ years’ ...
The ideal candidate brings 7+ years of compliance experience and a relevant degree. Responsibilities include conducting compliance reviews, managing necessary training programs, and supporting registrants with unique compliance challenges. Proficiency in both French and English is essential for effective communication within diverse teams and clients.
Key Responsibilities:
• Conduct comprehensive reviews of daily and monthly trading
• Support compliance queries from registrants
• Manage the execution of required compliance trainings
• Participate in compliance audits and reviews
• Identify and implement necessary training programs
Requirements:
• 7+ years’ ...