Ventum Financial Corp.
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Ventum Financial Compliance Associate Position
Description
Discover the Compliance Associate opportunity at Ventum Financial with a 6-month contract, requiring 3 days a week in-office presence. Engage in essential compliance functions and support team needs.
In this exciting position, the Compliance Associate supports the Compliance and Registrations teams through crucial regulatory tasks and administrative duties. You will work on registration filings, track important compliance timelines, and ensure thorough documentation. This role is perfect for those seeking hands-on experience within the financial compliance sector.
Key Responsibilities: • Assist in registration filings through National Registration Database • Track compliance notices and maintain documentation • Support internal compliance reviews and audits • Offer general administrative assistance to Compliance teams • Distribute onboarding information to new employees
Requirements: • University or college degree or relevant experience • Familiarity with sec...
In this exciting position, the Compliance Associate supports the Compliance and Registrations teams through crucial regulatory tasks and administrative duties. You will work on registration filings, track important compliance timelines, and ensure thorough documentation. This role is perfect for those seeking hands-on experience within the financial compliance sector.
Key Responsibilities: • Assist in registration filings through National Registration Database • Track compliance notices and maintain documentation • Support internal compliance reviews and audits • Offer general administrative assistance to Compliance teams • Distribute onboarding information to new employees
Requirements: • University or college degree or relevant experience • Familiarity with sec...