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Vice President - Canada Deputy Chief Compliance Officer
Description
Deputy Chief Compliance Officer (Canada)
– Vice President – JPMorgan Asset Management Canada
As Deputy Chief Compliance Officer, you will support the Chief Compliance Officer to deliver a robust compliance program across a growing Canadian asset management business. You will provide independent compliance and operational risk oversight, regulatory engagement, product and distribution compliance, monitoring and testing, governance reporting, and policy implementation.
Job Responsibilities
Deputy coverage and leadership support:
Act as the deputy to the Canada Chief Compliance Officer, providing day‑to‑day compliance leadership, escalation support, and continuity of coverage across Canadian asset management activities.
Licensing, registrations, and regulatory submissions:
Oversee and coordinate employee and firm securities licensing/registrations and related submissions (including renewals, maintenance, exemptive relief where...
– Vice President – JPMorgan Asset Management Canada
As Deputy Chief Compliance Officer, you will support the Chief Compliance Officer to deliver a robust compliance program across a growing Canadian asset management business. You will provide independent compliance and operational risk oversight, regulatory engagement, product and distribution compliance, monitoring and testing, governance reporting, and policy implementation.
Job Responsibilities
Deputy coverage and leadership support:
Act as the deputy to the Canada Chief Compliance Officer, providing day‑to‑day compliance leadership, escalation support, and continuity of coverage across Canadian asset management activities.
Licensing, registrations, and regulatory submissions:
Oversee and coordinate employee and firm securities licensing/registrations and related submissions (including renewals, maintenance, exemptive relief where...